Summary
The Sixth Circuit affirmed the district court's decision holding that the plaintiffs' state-law claims arising from alleged assurances of ERISA plan coverage were preempted. The court also held that removal was proper because the complaint asserted a claim arising under ERISA, and that the plaintiffs' eventual lack of ERISA standing did not retroactively defeat federal jurisdiction or require remand. The opinion includes a concurrence and a dissent addressing the proper sequence of jurisdictional and preemption analysis.
Holdings
- The plaintiffs' promissory-estoppel, breach-of-contract, negligent-misrepresentation, and breach-of-good-faith claims were preempted because they sought recovery of benefits allegedly payable under an ERISA employee benefit plan and therefore related to that plan.
- The complaint stated a claim arising under ERISA because plaintiffs claimed rights under an assignment of benefits and sought to recover benefits under the Beckman plan; removal to federal court was therefore proper.
- The plaintiffs' lack of standing under ERISA did not retroactively defeat the district court's removal jurisdiction or require remand of the preempted state-law claims.
Questions Presented
- Whether the plaintiffs' state-law claims were preempted by ERISA.
- Whether the plaintiffs' breach-of-contract claim arose under ERISA and supported federal removal jurisdiction.
- Whether the district court's later determination that the plaintiffs lacked standing under ERISA retroactively defeated removal jurisdiction and required remand of the state-law claims.
Disposition
affirmed
Cases Cited (27)
- Pilot Life Insurance Co. v. Dedeaux, 481 U.S. 41 (1987)(followed)
- Metropolitan Life Insurance Co. v. Massachusetts, 471 U.S. 724 (1985)(followed)
- Shaw v. Delta Air Lines, Inc., 463 U.S. 85 (1983)(followed)
- Daniel v. Eaton Corp., 839 F.2d 263 (6th Cir. 1988)(followed)
- Caterpillar Inc. v. Williams, 482 U.S. 386 (1987)(followed)
- Firestone Tire & Rubber Co. v. Neusser, 810 F.2d 550 (6th Cir. 1987)(followed)
- Ruble v. UNUM Life Insurance Co., 913 F.2d 295 (6th Cir. 1990)(followed)
- Davis v. Kentucky Finance Cos. Retirement Plan, 887 F.2d 689 (6th Cir. 1989)(followed)
- McMahan v. New England Mutual Life Insurance Co., 888 F.2d 426 (6th Cir. 1989)(followed)
- Scott v. Gulf Oil Corp., 754 F.2d 1499 (9th Cir. 1985)(followed)
Showing top 10 of 27.
Cited In (0)
No citing cases on record yet.
Court Document
Open PDFLoading document…