Summary
The Iowa Supreme Court reviewed an application by the Iowa Commission on Judicial Qualifications concerning Judge Mary E. Howes's conduct in presiding over a temporary-injunction matter involving an attorney who represented the judge in a personal dispute. The court found violations of the Iowa Code of Judicial Conduct, including failure to disqualify herself and acceptance of free legal services, but imposed a public admonishment rather than the public reprimand recommended by the Commission.
Holdings
- A judge who recently received personal legal representation from an attorney appearing before the judge in an unrelated matter must either disqualify herself or disclose all relevant facts and obtain a waiver under rule 51:2.11(C) when the judge's impartiality might reasonably be questioned.
- The rule of necessity does not excuse a judge's disqualification obligation merely because the matter may require immediate action; the judge must establish that she was the only judge available and must make reasonable efforts to transfer the matter to another judge as soon as practicable.
- A judge does not violate rule 51:3.13 merely by accepting free legal services from an attorney who is representing the judge, but the judge has a continuing obligation to disqualify herself or disclose the acceptance of those services and obtain a waiver before deciding a matter in which that attorney appears.
- By deciding a matter despite a disqualifying relationship and by failing to disclose her acceptance of free legal services and obtain a waiver, Judge Howes violated rules 51:1.1 and 51:1.2 and canon 1.
- The Commission failed to prove by a convincing preponderance that Judge Howes intentionally violated the candor and honesty requirements of rule 51:2.16(A) or related provisions by misstating the timing or nature of her communications with Pauly.
- A public admonishment, rather than a public reprimand, suspension, or removal, was an appropriate sanction for the proven violations.
Questions Presented
- Whether Judge Howes violated Iowa Code of Judicial Conduct rule 51:2.11(A) and canon 2 by deciding an ex parte temporary-injunction application sought by an attorney who had recently represented her personally without disqualifying herself or disclosing the relationship and obtaining a waiver.
- Whether the rule of necessity excused Judge Howes's failure to disqualify herself because the temporary-injunction application required immediate action and she was allegedly the only available judge.
- Whether Judge Howes violated rule 51:3.13(A) and canon 3 by accepting free legal services from attorneys and then failing to disqualify herself or make the disclosures required when one of those attorneys appeared before her.
- Whether Judge Howes violated rules 51:1.1, 51:1.2, and 51:2.16(A), and canons 1 and 2, by being insufficiently candid or honest with the Commission.
- What sanction was appropriate for the proven judicial-conduct violations.
Disposition
other
Cases Cited (29)
- In re Inquiry Concerning Stigler, 607 N.W.2d 699 (Iowa 2000)(followed)
- In re Krull, 860 N.W.2d 38 (Iowa 2015)(followed)
- In re Block, 816 N.W.2d 362 (Iowa 2012)(followed)
- State v. Luckett, 387 N.W.2d 298 (Iowa 1986)(followed)
- State v. Mann, 512 N.W.2d 528 (Iowa 1994)(followed)
- Rosado v. Bridgeport Roman Catholic Diocesan Corp., 970 A.2d 656 (Conn. 2009)(followed)
- United States v. Jordan, 49 F.3d 152 (5th Cir. 1995)(followed)
- Liljeberg v. Health Servs. Acquisition Corp., 486 U.S. 847 (1988)(followed)
- Berry v. Berry, 765 So. 2d 855 (Fla. Dist. Ct. App. 2000)(persuasive)
- Powell v. Anderson, 660 N.W.2d 107 (Minn. 2003)(persuasive)
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Court Document
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