Fletcher v. Graham

192 S.W.3d 350 (Ky. 2006) · Supreme Court of Kentucky · May 18, 2006 · No. 2005-SC-1009-MR

Summary

The Supreme Court of Kentucky considered Governor Ernie Fletcher's petition for a writ of mandamus concerning a special grand jury investigating merit-system violations. The court upheld the validity of the Governor's blanket, pre-indictment pardon under Section 77 of the Kentucky Constitution and held that acceptance could be inferred from the circumstances. It further held that the Franklin Circuit Court had a duty to instruct the grand jury that it could not indict persons or conduct covered by the pardon.

Holdings

  1. The prerequisites for a writ of mandamus were met because dismissal of indictments after issuance would not adequately protect the Governor's asserted interests, and the alleged violation of the Governor's constitutional pardoning authority could cause great and irreparable injury.
  2. Section 77 of the Kentucky Constitution gives the Governor broad authority to issue a general or blanket pardon to a class of persons, because the provision contains no express restriction prohibiting such pardons.
  3. Section 77 does not prohibit the Governor from issuing a pardon before formal indictment.
  4. Acceptance is a prerequisite to a fully effective pardon, but formal acceptance is not required; acceptance may be inferred from the circumstances. In this case, the Governor's clear intent and the absence of evidence that any covered person rejected the pardon established acceptance.
  5. A valid gubernatorial pardon operates to terminate further legal proceedings concerning the pardoned conduct, including grand-jury indictments.
  6. The supervising circuit court had a duty to instruct the grand jury that the pardon barred indictments against persons covered by it.
  7. Once the Governor appointed two special justices and they were sworn in, the constitutional requirement for a full court was satisfied. The later recusal of one special justice did not trigger authority to appoint another.

Questions Presented

  1. Whether the prerequisites for a writ of mandamus were satisfied.
  2. Whether Section 77 of the Kentucky Constitution authorizes a general or blanket pardon.
  3. Whether the Governor may issue a pardon before formal indictment.
  4. Whether formal acceptance is required for a general pardon to become effective and, if so, whether acceptance may be inferred.
  5. Whether a valid gubernatorial pardon bars further criminal proceedings, including grand-jury indictments, for pardoned conduct.
  6. Whether the supervising circuit court must instruct a grand jury about the legal effect of a pardon.
  7. Whether the Governor could appoint an additional special justice after one of two initially appointed special justices recused.

Disposition

reversed_and_remanded

Cases Cited (20)

  • Dickerson v. Commonwealth, 174 S.W.3d 451 (Ky. 2005)(followed)
  • Jackson v. Commonwealth, 806 S.W.2d 643 (Ky. 1991)(followed)
  • United States v. Calandra, 414 U.S. 338 (1974)(followed)
  • United States v. Wilson, 32 U.S. (7 Pet.) 150 (1833)(followed)
  • Ex parte Garland, 71 U.S. (4 Wall.) 333 (1866)(followed)
  • Biddle v. Perovich, 274 U.S. 480 (1927)(followed)
  • Nelson v. Commonwealth, 109 S.W. 337 (Ky. 1909)(distinguished)
  • Parson v. Commonwealth, 112 S.W. 617 (Ky. 1908)(distinguished)
  • United States v. Noonan, 906 F.2d 952 (3d Cir. 1990)(distinguished)
  • In re North, 62 F.3d 1434 (D.C. Cir. 1994)(distinguished)

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