United States Securities and Exchange Commission v. Joseph Nantomah, Investors Capital LLC, Global Investors Captial LLC and High Income Performance Partners LLC

Case No. 25-cv-1130-pp · United States District Court for the Eastern District of Wisconsin · January 30, 2026 · No. 25-cv-1130-pp

Summary

The United States District Court for the Eastern District of Wisconsin grants the SEC’s motion to strike Joseph Nantomah’s answer. The court concludes that Nantomah’s general denial did not comply with Federal Rule of Civil Procedure 8 because it failed to respond specifically and in good faith to the complaint’s allegations. The court also warns Nantomah about inaccurate or nonexistent case citations and orders him to file an amended answer by February 28, 2026.

Holdings

  1. A defendant may use a general denial only when the defendant intends in good faith to deny all allegations in the pleading, including jurisdictional grounds. Because Nantomah's letter denied allegations that he effectively admitted or did not dispute, it was not a valid answer under Rule 8(b).
  2. The court may strike an answer that fails to comply with the Federal Rules of Civil Procedure and that prejudices the opposing party by failing to provide fair notice of the issues in dispute.
  3. A self-represented litigant filing in federal court must make a reasonable inquiry into the legal authorities cited and may violate Rule 11 by submitting nonexistent case citations or quotations that do not appear in the cited authorities.
  4. The court construed the document as likely intended to be an answer, but stated that even if construed as a motion to dismiss, it would be denied.

Questions Presented

  1. Whether Nantomah's pro se letter constituted a procedurally valid answer under Federal Rule of Civil Procedure 8 and Civil Local Rule 10(b).
  2. Whether the court should strike Nantomah's letter under Federal Rule of Civil Procedure 12(f).
  3. Whether the letter's inaccurate or nonexistent case citations and purported quotations violated Federal Rule of Civil Procedure 11.
  4. Whether the court should construe the letter as a motion to dismiss.

Disposition

other

Cases Cited (14)

  • Heller v. Fin., Inc. v. Midwhey Powder Co., 883 F.2d 1286, 1294 (7th Cir. 1989)(followed)
  • Am. Econ. Ins. Co. v. Jones, 2024 WL 51243, at *2 (S.D. Ill. Jan. 4, 2024)(followed)
  • Cumis Ins. Soc., Inc. v. Peters, 983 F. Supp. 787, 798 (N.D. Ill. 1997)(followed)
  • IOU Cent., Inc. v. Admiral Prop. Restoration Inc., 2020 WL 12189178, at *2 (N.D. Fla. Nov. 10, 2020)(followed)
  • Goldberg v. 401 N. Wabash Venture LLC, 755 F.3d 456 (7th Cir. 2014)(discussed)
  • Condon v. Reno, 155 F.3d 453 (4th Cir. 1998)(discussed)
  • In re Silicone Implant Ins. Coverage Litig., 652 N.W.2d 46 (Minn. Ct. App. 2002)(discussed)
  • Stenger v. R.H. Love Galleries, Inc., 741 F.2d 144 (7th Cir. 1984)(discussed)
  • Hirk v. Agri-Research Council, Inc., 561 F.2d 96 (7th Cir. 1972)(discussed)
  • Milnarik v. M–S Commodities, Inc., 457 F.2d 274 (7th Cir. 1972)(discussed)

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