Rowland v. Montgomery, III

Rowland · United States District Court for the Northern District of New York · April 28, 2026 · No. 1:25-CV-1035 (BKS/PJE)

Summary

This Report-Recommendation and Order addresses the initial screening of a pro se 42 U.S.C. § 1983 complaint filed by John Rowland and Curtis Dijon Fisher against their attorney, William Montgomery III. The magistrate judge recommends dismissal with prejudice because Montgomery was not alleged to be a state actor, and further concludes that the claims would be barred by Heck v. Humphrey. The document also recommends denying the plaintiffs’ request to proceed as a class action.

Holdings

  1. Plaintiffs failed to state a § 1983 claim because their allegations showed that Montgomery was performing traditional functions as private counsel and did not plausibly allege state action, joint action, conspiracy, or conduct fairly attributable to the State.
  2. Alternatively, plaintiffs' damages claims were barred by Heck because they did not allege that their convictions or sentences had been reversed, expunged, invalidated, or called into question by habeas relief, and success on their claims would necessarily imply the invalidity of those convictions or sentences.
  3. Plaintiffs could not proceed as class representatives because they were not shown to be licensed attorneys, and their request for class certification was procedurally deficient and did not satisfy Rule 23.
  4. Leave to amend was properly denied because amendment would be futile: Montgomery was not a state actor, the complaint alleged no conduct fairly attributable to the State or conspiracy with state actors, and the claims were alternatively barred by Heck.

Questions Presented

  1. Whether plaintiffs stated a claim under 42 U.S.C. § 1983 against a private criminal defense attorney who allegedly provided inadequate representation and pressured them to accept plea agreements.
  2. Whether plaintiffs' damages claims were barred by Heck v. Humphrey because success would imply the invalidity of their criminal convictions or sentences.
  3. Whether pro se plaintiffs could maintain or seek certification of a class action on behalf of other clients of the defendant.
  4. Whether plaintiffs should be granted leave to amend.

Disposition

other

Cases Cited (23)

  • Praileau v. Fischer, 930 F. Supp. 2d 383, 394 (N.D.N.Y. 2013)(followed)
  • Kirkland v. Cablevision Sys., 760 F.3d 223, 224 (2d Cir. 2014) (per curiam)(followed)
  • Triestman v. Fed. Bureau of Prisons, 470 F.3d 471, 477 (2d Cir. 2006)(followed)
  • Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)(followed)
  • Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555-56, 570 (2007)(followed)
  • Kastner v. Tri State Eye, 2019 WL 6841952, at *2 (S.D.N.Y. Dec. 13, 2019)(followed)
  • Flores v. Graphtex, 189 F.R.D. 54, 55 (N.D.N.Y. 1999)(followed)
  • West v. Atkins, 487 U.S. 42, 48-49 (1988)(followed)
  • Flagg v. Yonkers Sav. & Loan Ass’n, 396 F.3d 178, 186 (2d Cir. 2005)(followed)
  • Lugar v. Edmondson Oil Co., Inc., 457 U.S. 922, 934 (1982)(followed)

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