Lee v. E.I. DuPont de Nemours and Company

Lee v. E.I. DuPont de Nemours and Company, 58 USLW 2518 (5th Cir. 1990) · United States Court of Appeals for the Fifth Circuit · April 12, 1990 · No. No. 89-2549

Summary

ERISA preempts state law fraud and misrepresentation claims by former employees seeking increased retirement benefits based on alleged oral misrepresentations about a future plan amendment. The Fifth Circuit held that such claims "relate to" an employee benefit plan under 29 U.S.C. § 1144(a), regardless of whether the misrepresentation concerns existing plan terms or future amendments, and regardless of whether ERISA itself provides a remedy under § 1132(a). The decision affirms the broad preemptive scope of ERISA over state causes of action that interfere with the exclusively federal scheme of pension regulation.

Holdings

  1. State law claims for fraud and misrepresentation that relate to an employee benefit plan are preempted by ERISA, regardless of whether the misrepresentation concerns present or future benefits, and even if ERISA itself provides no remedy for the alleged misrepresentation.

Questions Presented

  1. Whether the plaintiffs' state law fraud and misrepresentation claims are preempted by the Employee Retirement Income Security Act (ERISA), 29 U.S.C. § 1144(a).

Disposition

affirmed

Cases Cited (7)

  • Cefalu v. B.F. Goodrich Co., 871 F.2d 1290 (5th Cir. 1989)(cited as controlling precedent)
  • Degan v. Ford Motor Co., 869 F.2d 889 (5th Cir. 1989)(cited as controlling precedent)
  • Pilot Life Ins. Co. v. Dedeaux, 481 U.S. 41 (1987)(cited for standard)
  • Metropolitan Life Ins. Co. v. Taylor, 481 U.S. 58 (1987)(cited for standard)
  • Hartle v. Packard Elec., 877 F.2d 354 (5th Cir. 1989)(cited for purpose of ERISA)
  • Scott v. Gulf Oil Corp., 754 F.2d 1499 (9th Cir. 1985)(doubted)
  • Stanton v. Gulf Oil Corp., 792 F.2d 432 (4th Cir. 1986)(cited for proposition)

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