Barboza v. McLeod

447 Mass. 468 (2006) · Massachusetts Supreme Judicial Court · August 18, 2006

Summary

The Massachusetts Supreme Judicial Court held that California law, as the law of the joint account’s situs, governs ownership of funds remaining in a California joint account after the decedent’s death. Applying California’s clear-and-convincing-evidence standard, the court concluded that the estate failed to establish a contrary intent and that the surviving joint owner was entitled to the proceeds. The court also held that the decedent’s post-creation statements attempting to negate the survivorship interest were inadmissible, vacated the judgment for the estate, and dismissed the complaint.

Court
Massachusetts Supreme Judicial Court
Writing for the Court
Ireland, J.
Jurisdiction
Massachusetts
Decision date
August 18, 2006
Procedural posture
The defendant sought direct appellate review from a Probate and Family Court judgment requiring him to relinquish the proceeds of a California joint bank account to the decedent's estate.
Standard of review
In a nonjury case, factual findings are reviewed for clear error; legal standards and conclusions are reviewed without deference. Findings or conclusions based on an incorrect legal standard are not protected by the clearly erroneous standard.
Precedential value
Published opinion of the Massachusetts Supreme Judicial Court; precedential.
Parties
Andrew McLeod v. Stanley Barboza, Robert Barboza
Disposition
vacated

Topics

probateestate administrationhearsayevidenceappellate procedure

Practice areas

probateevidencechoice of lawappellate procedure

Questions Presented

  1. Whether California law or Massachusetts law governs ownership of the proceeds of a joint bank account located in California when the account holder died domiciled in Massachusetts.
  2. Whether the estate administrators established by clear and convincing evidence that the decedent intended the proceeds not to pass to the surviving joint account holder.
  3. Whether the decedent's statements made after creation of the joint account were admissible to defeat the surviving joint owner's interest.

Holdings

  1. The law of the joint account's situs at the time of the decedent's death governs ownership of the account proceeds; therefore, California law applies.
  2. Under California Probate Code § 5302(a), funds remaining in a joint account at a party's death belong to the surviving party unless the estate establishes by clear and convincing evidence a contrary intent.
  3. A decedent's statements made after creation of a joint account with a right of survivorship are inadmissible to defeat the surviving joint owner's interest in the account.

Key quotations

We conclude that the law of a joint account’s situs at the time of a decedent’s death should apply to determine ownership of the account. (447 Mass. at 472-473)
Given that the plaintiffs have not illustrated by clear and convincing evidence the decedent’s contrary intent, we must presume she intended her nephew to remain the joint owner of the account, with a right of survivorship. (447 Mass. at 475)
Therefore, because the decedent’s donative intent was clearly established at the time of the creation of the joint account, the subsequent statements attempting to defeat that gift were not admissible. (447 Mass. at 477)

Factual background

Helen M. Zaborowski opened a bank account in a California credit union and later added her nephew, Andrew McLeod, as a joint owner with right of survivorship. Zaborowski died intestate in Massachusetts, and McLeod withdrew approximately $142,000 from the account after learning it remained open. The estate administrators presented testimony and documents suggesting that Zaborowski did not intend the account to be a gift, but the account designation remained a joint account with right of survivorship until her death.

Procedural history

After the decedent died intestate in Massachusetts, the administrators of her estate filed an equity complaint in the Probate and Family Court seeking the proceeds of a California joint account held by the decedent and the defendant with a right of survivorship. Following a jury-waived trial, the Probate and Family Court ordered the defendant to turn over the funds to the estate. The Massachusetts Supreme Judicial Court granted the defendant's application for direct appellate review, vacated the judgment, and dismissed the complaint with prejudice.

Remand instructions

The judgment for the plaintiffs was vacated, and the underlying complaint was dismissed with prejudice. The court deferred the defendant's request for appellate costs and attorney's fees pending further submissions.

Court Document

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