Cornelious Perry v. Ruth L. Rushen, et al.

713 F.2d 1447 (9th Cir. 1983) · United States Court of Appeals for the Ninth Circuit · August 26, 1983 · No. 81-4407

Summary

The Ninth Circuit affirmed the denial of Cornelious Perry's federal habeas corpus petition after his California aggravated-assault conviction. Perry argued that excluding testimony about another man who had committed similar assaults violated his Sixth and Fourteenth Amendment rights. The court held that California's exclusion of the collateral evidence under Evidence Code section 352 did not violate due process or the right to compulsory process because the evidence was insufficiently probative, collateral, and potentially confusing.

Court
United States Court of Appeals for the Ninth Circuit
Writing for the Court
Canby, Circuit Judge; Fletcher, Circuit Judge; Poole, Circuit Judge
Jurisdiction
Federal
Decision date
August 26, 1983
Docket number
81-4407
Procedural posture
Federal habeas corpus appeal from denial of a petition challenging a California state-court conviction and the exclusion of defense evidence concerning possible third-party culpability.
Standard of review
The court independently evaluated whether exclusion of the proffered evidence under California Evidence Code section 352 violated the Sixth and Fourteenth Amendments; the opinion does not state a separate standard-of-review formula.
Precedential value
Published Ninth Circuit opinion; precedential
Parties
Cornelious Perry v. Ruth L. Rushen, et al.
Disposition
affirmed

Topics

evidencedue processsixth amendmenthabeas corpuscriminal procedure

Practice areas

evidenceconstitutional criminal procedurefederal habeas corpusright to present a defense

Questions Presented

  1. Whether California's exclusion of evidence suggesting that a third party may have committed the charged assault violated Perry's Sixth Amendment right to compulsory process.
  2. Whether exclusion of the collateral third-party-culpability evidence violated the Fourteenth Amendment right to due process and a fair opportunity to present a defense.
  3. What constitutional standard governs the tension between state evidentiary rules and a criminal defendant's right to present defense evidence.

Holdings

  1. When a state evidentiary rule excludes significant defense evidence, the court must balance the importance of the evidence against the state's interest in exclusion. The analysis considers the evidence's probative value, reliability, capacity for evaluation by the factfinder, cumulative nature, and importance to the defense, as well as the purpose and strength of the state rule and the state's interests in orderly trials, efficiency, and avoiding unreliable, prejudicial, or confusing evidence.
  2. The exclusion of Perry's evidence concerning Wolfe did not violate the Sixth Amendment or the Fourteenth Amendment because the evidence was sufficiently collateral, lacked substantial probative value on the identity issue, and was not critical or reliable enough to outweigh California's legitimate interests in avoiding jury confusion and diversion of the trial.

Key quotations

We conclude that a balancing test is appropriate in these situations. (¶ 14)
When due process issues are presented, the court must balance the importance of the evidence against the state interest in exclusion. (¶ 24)
A defendant must show that his interest clearly outweighs the state's before we will interfere with routine procedural matters. (¶ 25)
California may constitutionally require more cogent evidence than this before opening up collateral issues at trial. (¶ 36)

Factual background

A woman was assaulted in Golden Gate Park and identified Perry shortly afterward and at trial. Perry denied being in the park and sought to introduce testimony that Wolfe, another Black man of similar height and weight who had committed two prior attacks in the same area, might have been mistaken for him. The trial judge excluded the evidence after determining that Wolfe did not sufficiently resemble Perry and that the evidence could divert and confuse the trial. The Ninth Circuit found the evidence only slightly probative because Wolfe had no dog, lacked Perry's distinctive forehead scar, differed in facial hair and clothing, and had never been identified as the assailant.

Procedural history

Perry was convicted of aggravated assault in California Superior Court and sentenced to three years' imprisonment. The California Court of Appeals affirmed, the California Supreme Court declined review, and the United States Supreme Court denied certiorari. Perry then sought federal habeas relief in the United States District Court for the Northern District of California, which denied the petition. The Ninth Circuit affirmed.

Court Document

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