Lance Conway Wood v. Keith Yordy

753 F.3d 899 (9th Cir. 2014) · United States Court of Appeals for the Ninth Circuit · June 3, 2014 · No. 12-35336

Summary

The Ninth Circuit affirmed summary judgment for Idaho prison officials in a prisoner’s action under the Religious Land Use and Institutionalized Persons Act (RLUIPA) and the First Amendment. The court held that RLUIPA does not authorize damages claims against prison officials in their individual capacities because the statute was enacted under Congress’s Spending Clause authority and the individual defendants were not recipients of federal funds. The court also upheld dismissal of the First Amendment retaliation claims for lack of evidence of retaliatory motive and affirmed dismissal of additional claims for failure to exhaust administrative remedies.

Court
United States Court of Appeals for the Ninth Circuit
Writing for the Court
Mary M. Schroeder; Sidney R. Thomas; N. Randy Smith
Jurisdiction
Federal
Decision date
June 3, 2014
Docket number
12-35336
Procedural posture
Idaho state prisoner appealed the district court's grant of summary judgment to prison officials on his Religious Land Use and Institutionalized Persons Act claims and First Amendment retaliation claims, and dismissal of claims against two officials for failure to exhaust administrative remedies.
Standard of review
De novo review of legal conclusions concerning exhaustion of administrative remedies; factual findings on exhaustion reviewed for clear error. The court reviewed the district court's summary-judgment rulings and found no material factual dispute supporting Wood's claims.
Precedential value
published and precedential
Parties
Lance Conway Wood v. Keith Yordy, Steve Nelson, Jay Christensen, Eric MacEachern, Todd Martin, Bill Finely, Sandra Martin, Lawanda Thomason, Mike Ludlow, Leslie Petersen
Disposition
affirmed

Topics

prisoners rightsspending clausefirst amendmentstatutory interpretationappellate procedure

Practice areas

prisoner civil rightsconstitutional lawreligious libertyappellate procedure

Questions Presented

  1. Whether RLUIPA authorizes a prisoner to seek damages against prison officials in their individual capacities when the officials are not recipients of federal funds.
  2. Whether Wood presented sufficient evidence to create a material issue of fact on his First Amendment retaliation claims.
  3. Whether the district court properly dismissed claims against Thomason and MacEachern for failure to exhaust administrative remedies under the Prison Litigation Reform Act.

Holdings

  1. RLUIPA does not authorize a damages action against prison officials in their individual capacities when those officials are not recipients of federal funds. The statute authorizes relief against a government or governmental entity, not against an individual in a personal capacity.
  2. Wood failed to present sufficient evidence to create a material issue of fact regarding a retaliatory motive, so summary judgment was properly entered against his First Amendment retaliation claims.
  3. The district court properly dismissed Wood's claims against Thomason and MacEachern for failure to exhaust administrative remedies under the Prison Litigation Reform Act.

Key quotations

The statute does not authorize suits against a person in anything other than an official or governmental capacity, for it is only in that capacity that the funds are received. (at 11)
We have repeatedly held that mere speculation that defendants acted out of retaliation is not sufficient. (at 12)

Factual background

Wood, an Idaho state prisoner, used prison chapel facilities and had relationships with prison guards and other prison personnel. Prison officials restricted his chapel access after investigating an allegedly improper relationship and concerns about his use of the chaplain to communicate with another officer. Wood alleged that the restrictions and harassment were retaliation for an earlier successful § 1983 lawsuit, but the record contained no evidence that the relevant officials knew of that lawsuit or acted with retaliatory motive.

Procedural history

Wood filed suit in 2007 against individual prison officials, seeking damages under RLUIPA and asserting First Amendment retaliation claims under 42 U.S.C. § 1983. The district court granted summary judgment to the defendants on the RLUIPA and retaliation claims and dismissed claims against Thomason and MacEachern for failure to exhaust administrative remedies. The Ninth Circuit affirmed.

Court Document

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