Federal Trade Commission v. AT&T Mobility LLC

835 F.3d 993 (9th Cir. 2016) · United States Court of Appeals for the Ninth Circuit · August 29, 2016 · No. No. 15-16585

Summary

The Ninth Circuit reversed the district court’s denial of AT&T Mobility LLC’s motion to dismiss an FTC action challenging disclosures about AT&T’s data-throttling practices for unlimited mobile data plans. The court held that the common-carrier exemption in Section 5 of the Federal Trade Commission Act is status-based, so AT&T was excluded from the statute’s coverage as a common carrier. The court remanded for entry of an order dismissing the FTC’s claims.

Court
United States Court of Appeals for the Ninth Circuit
Writing for the Court
Richard R. Clifton; Sandra S. Ikuta; William Q. Hayes
Jurisdiction
Federal
Decision date
August 29, 2016
Docket number
No. 15-16585
Procedural posture
The FTC brought an action under section 5 of the Federal Trade Commission Act challenging AT&T's disclosures concerning its mobile-data throttling program. The district court denied AT&T's motion to dismiss, certified its order for interlocutory appeal under 28 U.S.C. § 1292(b), and the Ninth Circuit granted permission to appeal.
Standard of review
De novo review of the district court's ruling on a motion to dismiss.
Precedential value
Published Ninth Circuit panel opinion, subsequently vacated and superseded by en banc rehearing.
Parties
AT&T Mobility LLC v. Federal Trade Commission
Disposition
reversed_and_remanded

Topics

statutory interpretationconsumer protectionadministrative lawappellate jurisdictionjudicial review of agency action

Practice areas

administrative lawconsumer protectionstatutory interpretationappellate procedure

Questions Presented

  1. Whether the common-carrier exemption in section 5 of the FTC Act is status-based or activity-based.
  2. Whether AT&T, as an entity with common-carrier status, was excluded from section 5 coverage even when the FTC's allegations concerned activity that was not classified as common-carrier activity at the time.
  3. Whether the district court's denial of AT&T's motion to dismiss presented a Rule 12(b)(6) statutory-authority issue rather than a Rule 12(b)(1) subject-matter-jurisdiction issue.

Holdings

  1. The common-carrier exemption is status-based. An entity that has the status of a common carrier subject to the Acts to regulate commerce is excluded from section 5 coverage.
  2. Because AT&T was a common carrier, it was excluded from section 5 coverage even as to the non-common-carrier activity alleged by the FTC. The FTC's claims could not be maintained.
  3. The FTC's alleged lack of statutory authority to bring claims against AT&T did not deprive the district court of subject-matter jurisdiction. AT&T's motion raised a Rule 12(b)(6) issue rather than a Rule 12(b)(1) issue.

Key quotations

We conclude, based on the language and structure of the FTC Act, that the common carrier exception is a status-based exemption and that AT&T, as a common carrier, is not covered by section 5. (at 1000)
Those entities are not covered by section 5 even as to non-common carrier activities. (at 1008)
Because AT&T was a common carrier, it cannot be liable for the violations alleged by the FTC. (at 1008)

Factual background

AT&T offered grandfathered unlimited mobile-data plans and, beginning in July 2011, reduced customers' data speeds for the remainder of a billing cycle after usage exceeded a specified threshold. The throttling was imposed without regard to real-time network congestion, while tiered-plan customers generally were not throttled. The FTC alleged that AT&T's disclosures inadequately informed customers about the significant speed restrictions and asserted unfair-practice and deceptive-practice claims under section 5 of the FTC Act.

Procedural history

The Northern District of California denied AT&T's motion to dismiss, holding that the common-carrier exemption applied only when an entity had common-carrier status and was engaging in common-carrier activity. The district court also rejected AT&T's argument concerning the effect of the FCC's reclassification of mobile-data service. The Ninth Circuit reversed and remanded for entry of an order dismissing the FTC's complaint.

Remand instructions

Remand for entry of an order dismissing the FTC's complaint.

Court Document

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