Kellogg v. Nichols

United States Court of Appeals for the Second Circuit · August 18, 2025 · No. 23-8093-cv

Summary

This Second Circuit opinion affirms the district court's dismissal of a § 1983 lawsuit brought by two New York residents against a state court judge who denied their concealed carry license applications. The court held that the judge was entitled to absolute judicial immunity for his individual-capacity claims because he acted in a judicial capacity when adjudicating the licenses. Additionally, the court ruled that Article III's case-or-controversy requirement bars the plaintiffs' official-capacity claims for declaratory and injunctive relief against the judge, as judges lack a personal or institutional stake in defending the underlying licensing statute.

Court
United States Court of Appeals for the Second Circuit
Writing for the Court
RAGGI; WESLEY; LOHIER
Jurisdiction
United States Court of Appeals for the Second Circuit
Decision date
August 18, 2025
Docket number
23-8093-cv
Procedural posture
Appeal from dismissal of §1983 claims by the United States District Court for the Northern District of New York
Standard of review
de novo for Rule 12(b) motions and jurisdictional determinations
Precedential value
published
Parties
Kellogg; Harmon v. Nichols
Disposition
affirmed

Topics

second amendmentfourteenth amendmentappellate jurisdictionstandard of review

Practice areas

civil rightsconstitutional lawappellate procedure

Questions Presented

  1. Whether a state court judge acting as a firearms licensing officer is entitled to absolute judicial immunity from individual‑capacity §1983 claims.
  2. Whether Article III’s case‑or‑controversy requirement bars §1983 claims for declaratory and injunctive relief against a judge in his official capacity.

Holdings

  1. The plaintiffs’ individual‑capacity claims are barred by absolute judicial immunity because the judge’s denial of firearms‑license applications constitutes a judicial decision.
  2. The plaintiffs’ official‑capacity claims for declaratory and injunctive relief are barred because there is no live case or controversy between the parties.

Factual background

The plaintiffs, New York residents, applied for concealed‑carry licenses. Judge Jonathan D. Nichols, acting as a statutory licensing officer, denied the applications based on the applicants' criminal histories. The plaintiffs sued him under 42 U.S.C. §1983 in both his individual and official capacities, alleging violations of the Second and Fourteenth Amendments.

Procedural history

The district court dismissed the plaintiffs' individual‑capacity claims on absolute judicial immunity and dismissed the official‑capacity claims for lack of an Article III case or controversy. The plaintiffs appealed.

Court Document

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