Franks v. Hampton

189 So. 3d 14 (Ala. 2015) · Supreme Court of Alabama · September 30, 2015

Summary

The Supreme Court of Alabama considers a petition for a writ of mandamus arising from a former school-system employee’s claims for reinstatement, backpay, and benefits under a reduction-in-force policy. The court analyzes whether the employee’s death mooted the requested injunctive relief, whether the monetary claims survived through substitution of her estate, and whether sovereign immunity barred the claims against the county board of education members and superintendent. The opinion distinguishes cases involving an implemented reduction in force and concludes that the alleged duty to reinstate the employee was not sufficiently clear for mandamus relief.

Court
Supreme Court of Alabama
Writing for the Court
Bolin, Justice; Bolin; Stuart; Parker; Shaw; Main; Wise; Moore; Murdock; Bryan
Jurisdiction
Alabama
Decision date
September 30, 2015
Procedural posture
Petition for a writ of mandamus directing the Choctaw Circuit Court to vacate its denial of petitioners' summary-judgment motion and enter summary judgment based on lack of subject-matter jurisdiction and immunity.
Standard of review
Mandamus is available only upon a clear legal right, an imperative duty accompanied by refusal, lack of another adequate remedy, and properly invoked jurisdiction. Although denial of summary judgment ordinarily is not reviewable by mandamus, review is available for challenges to subject-matter jurisdiction and assertions of immunity.
Precedential value
Published opinion; precedential decision of the Supreme Court of Alabama.
Parties
Ronald Hampton, Darry Phillips, Wayne Taylor, Isaac Johnson, Sharon Sheppard, Sue Moore v. Brenda Franks's estate
Disposition
writ_granted

Topics

writ of certiorarisummary judgmentsubject matter jurisdictionemployment contracts

Practice areas

civil procedureappellate procedureemployment lawconstitutional lawremedies

Questions Presented

  1. Whether mandamus review was available to review the denial of petitioners' summary-judgment motion based on asserted subject-matter jurisdiction and sovereign immunity.
  2. Whether Franks's claim for instatement, backpay, interest, and benefits survived her death and could be maintained by her estate.
  3. Whether the Board's reduction-in-force policy created a legal or ministerial duty to recall or hire Franks despite the absence of a formally implemented RIF.
  4. Whether § 14 of the Alabama Constitution immunized the Board members and superintendent from Franks's claims brought in their official or representative capacities.

Holdings

  1. Mandamus review was proper because petitioners asserted subject-matter-jurisdiction and immunity defenses, which are recognized exceptions to the general rule that denial of summary judgment is reviewable by appeal rather than mandamus.
  2. Franks's claim for monetary relief was not extinguished by her death and could be maintained by her substituted estate, although her claim for appointment to the teaching position was moot.
  3. The Board members had no legal or ministerial duty to recall or hire Franks under the Board's RIF policy because no RIF had been implemented and Franks's temporary contract was canceled under the former Teacher Tenure Act rather than pursuant to the RIF policy.
  4. The Board members and superintendent were immune under § 14 of the Alabama Constitution because Franks sued them in their official or representative capacities and her requested declaratory, injunctive, mandamus, and monetary relief did not fall within a recognized exception to sovereign immunity.

Key quotations

The writ of mandamus is a drastic and extraordinary writ, to be issued only when there is: 1) a clear legal right in the petitioner to the order sought; 2) an imperative duty upon the respondent to perform, accompanied by a refusal to do so; 3) the lack of another adequate remedy; and 4) properly invoked jurisdiction of the court. (at 16)
The Board's adoption of its RIF policy in 2002 did not mandate its implementation whenever there is a termination based on lack of funding, particularly when the decrease in jobs was one part-time position. (at 24)

Factual background

Franks, a former nontenured school-system employee, accepted a part-time temporary vocational-counselor position for the 2008-2009 school year. The superintendent recommended cancellation of that contract because of a justifiable decrease in jobs, and the Board approved the cancellation under the former Teacher Tenure Act; no reduction in force was voted on or implemented, and Franks did not contest the cancellation. After Franks later applied unsuccessfully for a business-education teaching position, she sued asserting that the Board's RIF policy entitled her to appointment, backpay, interest, and restoration of progress toward tenure.

Procedural history

Brenda Franks sued the superintendent and members of the Choctaw County Board of Education in their official or representative capacities, seeking declaratory, mandamus, injunctive, and monetary relief based on the school board's reduction-in-force policy. The trial court denied petitioners' summary-judgment motion. After Franks died, her estate was substituted under Rule 25, Ala. R. Civ. P., and petitioners sought mandamus relief. The Supreme Court of Alabama granted the petition and directed the trial court to vacate its order and enter summary judgment for petitioners.

Remand instructions

The Choctaw Circuit Court was directed to vacate its order denying petitioners' summary-judgment motion and enter summary judgment on all claims asserted against the superintendent and Board members in their official capacities.

Court Document

Open PDF
Loading document…