State v. Spencer, 275 Conn. 171

881 A.2d 209 (2005) · Supreme Court of Connecticut · August 30, 2005 · No. No. 17199

Summary

The Connecticut Supreme Court reviewed the reversal of Anthony Spencer’s convictions for kidnapping, sexual assault, and risk of injury to a child based on prosecutorial misconduct during closing argument. The court held that although misconduct deprived Spencer of a fair trial on the kidnapping and first-degree sexual-assault convictions, the evidence supporting the second-degree sexual-assault and risk-of-injury convictions was overwhelming and the misconduct was not central to those charges. The court therefore reversed the Appellate Court in part.

Court
Supreme Court of Connecticut
Writing for the Court
Vertefeuille, J.; Borden, J.; Norcott, J.; Palmer, J.; Zarella, J.
Jurisdiction
Connecticut
Decision date
August 30, 2005
Docket number
No. 17199
Procedural posture
The state appealed, following the Supreme Court of Connecticut's grant of certification, from the Appellate Court's judgment reversing the defendant's convictions on multiple criminal counts because of prosecutorial misconduct.
Standard of review
De novo review of whether prosecutorial misconduct deprived the defendant of due process and a fair trial, applying the Williams factors to the entire trial. The impact of misconduct is examined separately as to each conviction. The court also reviewed de novo whether to exercise its supervisory authority.
Precedential value
Published, precedential opinion of the Supreme Court of Connecticut
Parties
State of Connecticut v. Anthony Spencer
Disposition
reversed_and_remanded

Topics

prosecutorial misconductdue processcriminal procedureappellate procedurestatutory interpretation

Practice areas

criminal lawcriminal procedureappellate procedureconstitutional law

Questions Presented

  1. Whether prosecutorial misconduct during closing argument deprived the defendant of a fair trial on the convictions for second-degree sexual assault and risk of injury to a child.
  2. Whether the impact of prosecutorial misconduct must be analyzed separately for each conviction rather than only as to the trial as a whole.
  3. Whether the court should exercise its supervisory authority to order a new trial on all counts because of recurring prosecutorial misconduct.

Holdings

  1. When prosecutorial misconduct has occurred, an appellate court must apply the Williams factors to the entire trial regardless of whether the defendant objected at trial; the specific Golding test is superfluous in this context.
  2. The inquiry into whether prosecutorial misconduct deprived a defendant of a fair trial requires examination of the misconduct's impact on each conviction; some convictions may stand while others are reversed.
  3. The misconduct did not deprive Spencer of a fair trial on those two convictions because the state's evidence was overwhelming, the misconduct was not central to the critical issues for those charges, and defense counsel effectively conceded the charges.
  4. The court declined to invoke its supervisory authority to order a new trial on the convictions that were allowed to stand.

Key quotations

In light of these observations, we conclude that, following a determination that prosecutorial misconduct has occurred, regardless of whether it was objected to, an appellate court must apply the Williams factors to the entire trial. (214-15)
Thus, the inquiry into whether there was a fair trial requires an examination of the impact of the misconduct on each conviction. Depending on the outcome of the analysis, the conviction on some charges may be allowed to stand, while others may be reversed. (216-17)
We conclude that the overwhelming strength of the state's case, the lack of centrality of the misconduct to the conviction of sexual assault in the second degree and risk of injury to a child, and defense counsel's apparent concession of guilt on these charges during his closing argument outweigh the other Williams factors, and, thus, the Appellate Court improperly determined that the defendant was deprived of his right to a fair trial on these charges. (220)

Factual background

A twenty-four-year-old defendant forced a fourteen-year-old girl into his car, drove her to a motel, threatened her with a partially concealed knife, and engaged in sexual intercourse with her. The victim reported the incident after escaping at her boyfriend's residence. At trial, the defendant admitted having sexual intercourse with the victim but claimed it was consensual and that he believed she was eighteen; DNA evidence corroborated the occurrence of intercourse.

Procedural history

A jury convicted Spencer of first-degree kidnapping, first- and second-degree sexual assault, and risk of injury to a child. The Appellate Court reversed the convictions and ordered a new trial on all counts, concluding that unobjected-to prosecutorial misconduct during closing argument deprived Spencer of a fair trial. The Supreme Court of Connecticut agreed that the misconduct required a new trial on the kidnapping and first-degree sexual-assault charges, but held that the misconduct did not prejudice the convictions for second-degree sexual assault and risk of injury to a child.

Remand instructions

Reverse in part the Appellate Court's judgment; direct that court to affirm the trial court's judgment as to the convictions for second-degree sexual assault and risk of injury to a child, and remand the case to the trial court for a new trial on first-degree kidnapping and first-degree sexual assault.

Court Document

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