State v. Saucier, 283 Conn. 207

926 A.2d 633 (2007) · Supreme Court of Connecticut · July 17, 2007 · No. No. 17502

Summary

The Supreme Court of Connecticut held that a victim’s statement, “I got Richie. I got him good,” was not admissible under the state-of-mind exception to the hearsay rule because it referred to a past act rather than a present or future intention. The court also held that review of evidentiary rulings depends on the nature of the issue: legal interpretations of the Code of Evidence receive plenary review, while discretionary applications of evidentiary rules are reviewed for abuse of discretion. The court affirmed the Appellate Court’s judgment upholding the defendant’s convictions.

Court
Supreme Court of Connecticut
Writing for the Court
Katz, J.; Borden, J.; Norcott, J.; Palmer, J.; Vertefeuille, J.; Zarella, J.; Sullivan, Senior J.
Jurisdiction
Connecticut
Decision date
July 17, 2007
Docket number
No. 17502
Procedural posture
The defendant appealed by certified appeal from the Appellate Court's judgment affirming his convictions after a jury trial. The certified issue concerned whether the trial court properly excluded a victim's out-of-court statement under the state-of-mind exception to the hearsay rule and whether the Appellate Court applied the correct standard of review.
Standard of review
The standard depends on the nature of the evidentiary ruling. Interpretation of the Code of Evidence, classification of a statement as hearsay, and identification of the applicable hearsay exception are reviewed plenarily. If the trial court correctly understands the law, its evidentiary decision involving relevance, prejudice, factual findings, credibility, or discretionary application of an exception is reviewed for abuse of discretion. The court reviewed the interpretation of the victim's ambiguous statement under an abuse-of-discretion standard.
Precedential value
Published Connecticut Supreme Court opinion; precedential
Parties
Richard Saucier v. State of Connecticut
Disposition
affirmed

Topics

hearsayevidencestandard of reviewappellate procedurecriminal procedure

Practice areas

criminal lawevidenceappellate procedure

Questions Presented

  1. Whether the Appellate Court properly affirmed the trial court's exclusion of the victim's statement, “I got Richie. I got him good,” under the state-of-mind exception to the hearsay rule.
  2. What standard of appellate review applies to a trial court's evidentiary ruling involving hearsay and a hearsay exception.
  3. Whether the Supreme Court could review the defendant's alternative claim that the statement was nonhearsay when that claim was not raised in the Appellate Court.

Holdings

  1. The applicable standard of review is determined by the specific nature of the trial court's ruling rather than by a categorical rule. Legal questions concerning interpretation of the Code of Evidence, whether a statement is hearsay, and whether a hearsay exception is legally applicable receive plenary review; discretionary, fact-dependent evidentiary determinations receive abuse-of-discretion review.
  2. The Supreme Court would not review the defendant's claim that the statement was nonhearsay because he abandoned that claim by failing to raise it in his Appellate Court brief.
  3. The statement “I got Richie. I got him good.” was inadmissible hearsay under the state-of-mind exception because, in context, it was treated as a backward-looking statement concerning a past act or belief that the victim had fabricated accusations, rather than a statement describing a then-existing mental or emotional condition or a present intention concerning a future act.

Key quotations

Accordingly, we conclude that the appropriate standard of review is best determined, not as a strict bright line rule, but as one driven by the specific nature of the claim. (283 Conn. 217-18)
To the extent a trial court's admission of evidence is based on an interpretation of the Code of Evidence, our standard of review is plenary. (283 Conn. 218-19)
Significantly, the more helpful the ambiguous statement is to the defendant, the more inadmissible it becomes under the law governing the state of mind exception. (283 Conn. 232)

Factual background

The defendant picked up the victim after she agreed to cover a bartending shift and drove her to several locations instead of taking her home. The victim testified that the defendant repeatedly sexually assaulted her and kidnapped her. The day after the assault, she telephoned acquaintance John J. Hoban and said, “I got Richie. I got him good.” The defense sought to introduce the statement as evidence that the victim had fabricated the accusations, but the trial court excluded it as hearsay not within the state-of-mind exception.

Procedural history

The defendant was convicted of four counts of first-degree sexual assault and one count of first-degree kidnapping, receiving a total effective sentence of thirty years' imprisonment with ten years of special parole. The Appellate Court affirmed, including the exclusion of the victim's statement, “I got Richie. I got him good.” The Supreme Court granted certification, declined to review the defendant's abandoned nonhearsay claim, held that the statement was inadmissible under the state-of-mind exception, and affirmed the Appellate Court.

Court Document

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