Cauffman v. State

Cauffman · Supreme Court of the State of Delaware · January 28, 2015 · No. No. 168, 2014

Summary

The Delaware Supreme Court affirmed Valerie Cauffman's convictions for third-degree assault and felony resisting arrest. The Court held that the evidence did not provide a rational basis for a misdemeanor resisting-arrest instruction because the felony provision did not require proof that Cauffman specifically intended to injure the officer.

Court
Supreme Court of the State of Delaware
Writing for the Court
Karen L. Valihura; Holland; Ridgely; Valihura
Jurisdiction
Delaware
Decision date
January 28, 2015
Docket number
No. 168, 2014
Procedural posture
Cauffman appealed her convictions for felony resisting arrest and assault in the third degree, arguing that the Superior Court erred by refusing to instruct the jury on misdemeanor resisting arrest as a lesser included offense.
Standard of review
The refusal to give a lesser included offense jury instruction is reviewed de novo.
Precedential value
Published Delaware Supreme Court opinion
Parties
Valerie Cauffman v. State of Delaware
Disposition
affirmed

Topics

lesser included offense instructionsjury instructionsstatutory interpretationexpressio uniusappellate procedure

Practice areas

criminal lawcriminal procedureappellate practice

Questions Presented

  1. Whether the Superior Court erred by refusing to instruct the jury on misdemeanor resisting arrest as a lesser included offense of felony resisting arrest.
  2. Whether 11 Del. C. § 1257(a)(3) requires proof that the defendant specifically intended to injure the peace officer.
  3. Whether there was a rational evidentiary basis for acquitting Cauffman of felony resisting arrest while convicting her of misdemeanor resisting arrest.

Holdings

  1. Section 1257(a)(3) does not require proof that the defendant specifically intended to cause injury to the peace officer; the provision applies when the defendant injures or struggles with the peace officer causing injury.
  2. The trial court properly refused to give the misdemeanor resisting arrest instruction because the evidence did not provide a rational basis for acquitting Cauffman of felony resisting arrest while convicting her of misdemeanor resisting arrest.

Key quotations

The trial court must instruct the jury “only if ‘there is a rational basis in the evidence for a verdict acquitting the defendant of the offense charged and convicting him of the included offense[s].’” (5)
Here, Cauffman acknowledged that she struggled with the police officer and that the police officer was injured. (8)
Accordingly, because 11 Del. C. § 1257(a)(3) did not require proof that Cauffman intended to injure a peace officer, there was no reasonable basis for the jury to convict her of the lesser included offense of misdemeanor Resisting Arrest, rather than felony Resisting Arrest. (8)

Factual background

Cauffman called police to report that her intoxicated fiancé was acting erratically in their home. When officers attempted to enter after taking the fiancé into custody, Cauffman ran toward the door, slammed it into an officer's arm and foot, and resisted the officer's efforts to detain her. The officer suffered an arm injury requiring ten sutures and difficulty walking for several days, and Cauffman acknowledged that she struggled with the officer.

Procedural history

Cauffman was indicted in the Superior Court for assault in the second degree and felony resisting arrest. After the State's case, she requested a lesser included offense instruction for misdemeanor resisting arrest, which the trial court denied. The jury convicted her of the lesser included offense of assault in the third degree and felony resisting arrest. The Delaware Supreme Court affirmed.

Court Document

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