State v. Chong Hung Han

130 Haw. 83 (2013) · Supreme Court of the State of Hawaiʻi · June 19, 2013 · No. SCWC-11-0000814

Summary

The Supreme Court of Hawaiʻi held that a trial court’s Tachibana colloquy must include a verbal exchange sufficient to ascertain whether the defendant understands the constitutional right to testify or remain silent. The court concluded that the colloquy in this case was inadequate, particularly in light of the defendant’s need for a Korean-language interpreter, and that the error was not harmless beyond a reasonable doubt. The court vacated the Intermediate Court of Appeals judgment and the amended judgment of conviction and sentence, and remanded the case.

Court
Supreme Court of the State of Hawaiʻi
Writing for the Court
Simeon R. Acoba, Jr.; Mark E. Recktenwald, C.J.; Paula A. Nakayama, J.; Simeon R. Acoba, Jr., J.; Sabrina S. McKenna, J.; Richard W. Pollack, J.
Jurisdiction
Hawaii
Decision date
June 19, 2013
Docket number
SCWC-11-0000814
Procedural posture
Petitioner sought certiorari from the Intermediate Court of Appeals' affirmance of his conviction for abuse of a family or household member. The Supreme Court reviewed whether the trial court obtained a valid waiver of Petitioner's constitutional right to testify and whether any violation was harmless beyond a reasonable doubt.
Standard of review
Whether a defendant knowingly, intelligently, and voluntarily waived a fundamental constitutional right is determined under the totality of the facts and circumstances. A violation of the constitutional right to testify requires the State to prove harmlessness beyond a reasonable doubt.
Precedential value
Published opinion; precedential
Parties
Chong Hung Han v. State of Hawaiʻi
Disposition
reversed_and_remanded

Topics

criminal proceduredue processharmless errorappellate procedureconstitutional law

Practice areas

criminal procedureconstitutional lawappellate procedure

Questions Presented

  1. Whether the trial court's end-of-case Tachibana colloquy adequately established that Petitioner understood his constitutional right to testify or not to testify.
  2. Whether Petitioner's need for a Korean-language interpreter was a salient fact requiring the court to engage in a more effective dialogue to confirm his understanding of the rights being waived.
  3. Whether the failure to obtain a knowing, intelligent, and voluntary waiver of the right to testify was harmless beyond a reasonable doubt.

Holdings

  1. A Tachibana colloquy must involve a verbal exchange in which the trial judge ascertains the defendant's understanding of the right to testify and the right not to testify. Merely advising the defendant of the rights and obtaining ambiguous responses does not establish the required on-the-record waiver.
  2. A defendant's need for an interpreter is a salient fact that heightens the trial court's obligation to engage the defendant in a dialogue confirming understanding of the rights being waived.
  3. Once a violation of the constitutional right to testify is established, the conviction must be vacated unless the State proves the violation was harmless beyond a reasonable doubt.

Key quotations

We hold that under State v. Tachibana, 79 Hawai#i 226, 900 P.2d 1293 (1995) and State v. Lewis, 94 Hawai#i 292, 12 P.3d 1233 (2000), a colloquy between the judge and a defendant involves a verbal exchange in which the judge ascertains the defendant’s understanding of the defendant’s rights. (130 Haw. at 83-84)
Under the circumstances, the court did not adequately establish, on-the-record, that Petitioner understood what rights he was waiving when he agreed that his decision not to testify was his alone. (130 Haw. at 97)
Once a violation of the constitutional right to testify is established, the conviction must be vacated unless the State can prove that the violation was harmless beyond a reasonable doubt. (130 Haw. at 106)

Factual background

Petitioner was tried by a jury for allegedly physically abusing his wife. A Korean-language interpreter translated the proceedings because Petitioner needed interpretation during trial. Before trial, the court advised Petitioner of his right to testify or remain silent, but his response to the court's question about whether he had questions was recorded as inaudible. When the defense rested, the court conducted a brief exchange in which Petitioner answered through the interpreter that no one was threatening or forcing him not to testify and that the decision was his alone, but the court did not adequately ascertain whether he understood the rights described.

Procedural history

Petitioner was charged in the Family Court of the First Circuit with abuse of a family or household member and was convicted by a jury after a three-day trial. The trial court imposed two years of probation, a fine, and two days in jail. The ICA affirmed in a summary disposition order, and the Supreme Court granted review, vacated the ICA judgment and the amended judgment of conviction and sentence, and remanded.

Remand instructions

The case was remanded to the Family Court of the First Circuit for proceedings not inconsistent with the opinion.

Court Document

Open PDF
Loading document…