In re Ricks

835 N.E.2d 208 (Ind. 2005) · Indiana Supreme Court · October 4, 2005

Summary

The Indiana Supreme Court approved a conditional agreement for discipline involving an attorney who failed to diligently handle post-conviction matters, communicate with clients, and properly maintain client trust funds. The Court imposed a six-month suspension stayed in full subject to one year of probation and specified compliance conditions.

Court
Indiana Supreme Court
Jurisdiction
Indiana
Decision date
October 4, 2005
Procedural posture
Attorney disciplinary proceeding submitted to the Indiana Supreme Court for approval of a Statement of Circumstances and Conditional Agreement for Discipline.
Precedential value
Published attorney disciplinary order; limited precedential value outside the stipulated disciplinary disposition.
Disposition
approved

Topics

post-conviction relieftrustsremedies

Practice areas

attorney disciplinelegal ethicspost-conviction relief representationtrust-account compliance

Questions Presented

  1. Whether the court should approve the parties' Statement of Circumstances and Conditional Agreement for Discipline.
  2. What discipline was appropriate for the stipulated violations involving inadequate diligence and communication, and mishandling and inadequate recordkeeping of client trust funds.

Holdings

  1. The court approved the Statement of Circumstances and Conditional Agreement for Discipline submitted by the Disciplinary Commission and respondent.
  2. The appropriate discipline was a six-month suspension from the practice of law, with the entire suspension stayed subject to successful completion of one year of probation and specified conditions.

Key quotations

The Court, having considered the submission of the parties, now APPROVES and ORDERS the agreed discipline imposing a six (6) month suspension, with the entire six-month period stayed subject to respondent's successful completion of one-year of probation.

Factual background

The respondent accepted post-conviction-relief representations and retainers but failed to act on the clients' cases or respond to their inquiries. She also received checks for clients, retained some cash proceeds rather than depositing all funds into her attorney trust account, deposited funds without recording their sources, and used the account to pay personal obligations. The parties stipulated to violations involving diligence, client communication, safeguarding and accounting for trust funds, and commingling.

Procedural history

The Indiana Supreme Court Disciplinary Commission and the respondent submitted an agreed statement of facts and proposed discipline under Indiana Admission and Discipline Rule 23, section 11. The court approved the agreement, discharged the appointed hearing officer, and imposed a stayed six-month suspension subject to one year of probation.

Court Document

Open PDF
Loading document…