Iowa Supreme Court Attorney Disciplinary Board v. Patrick Alex Henrichsen

825 N.W.2d 525 (Iowa 2013) · Supreme Court of Iowa · January 18, 2013 · No. No. 12-1567

Summary

The Iowa Supreme Court reviewed an attorney disciplinary proceeding involving Patrick Alex Henrichsen’s deposit of earned fees into his personal account rather than his law firm’s account, in violation of Iowa Rule of Professional Conduct 32:8.4(c). Although the Grievance Commission recommended a public reprimand, the court imposed an indefinite suspension with no possibility of reinstatement for three months. The court considered the repeated misconduct, mitigating factors, and comparable disciplinary sanctions.

Holdings

  1. A lawyer violates Iowa Rule of Professional Conduct 32:8.4(c) by withholding receivables belonging to the lawyer's firm and depositing them into a personal bank account contrary to the firm's shareholder agreement.
  2. The court is not bound by the Grievance Commission's recommended sanction and may impose a lesser or greater sanction after independently reviewing the record.
  3. An indefinite suspension from the practice of law, with no possibility of reinstatement for three months, was warranted.

Questions Presented

  1. Whether Henrichsen violated Iowa Rule of Professional Conduct 32:8.4(c) by withholding firm receivables and depositing them into his personal account.
  2. What disciplinary sanction was appropriate given the repeated withholding of firm funds, the absence of client harm, self-reporting, cooperation, personal issues, and lack of prior discipline.
  3. Whether the Supreme Court of Iowa was bound by the Grievance Commission's recommended sanction.

Disposition

other

Cases Cited (20)

  • Iowa Supreme Ct. Att'y Disciplinary Bd. v. Johnson, 792 N.W.2d 674, 677 (Iowa 2010)(followed)
  • Iowa Supreme Ct. Att'y Disciplinary Bd. v. Templeton, 784 N.W.2d 761, 763 (Iowa 2010)(followed)
  • Iowa Supreme Ct. Att'y Disciplinary Bd. v. Axt, 791 N.W.2d 98, 101 (Iowa 2010)(followed)
  • Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Lett, 674 N.W.2d 139, 142 (Iowa 2004)(followed)
  • Iowa Supreme Ct. Att'y Disciplinary Bd. v. Isaacson, 750 N.W.2d 104, 108-10 (Iowa 2008)(followed)
  • Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Irwin, 679 N.W.2d 641, 642-45 (Iowa 2004)(distinguished)
  • Iowa Supreme Ct. Att'y Disciplinary Bd. v. Huisinga, 642 N.W.2d 283, 285-88 (Iowa 2002)(distinguished)
  • Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Schatz, 595 N.W.2d 794, 795-96 (Iowa 1999)(distinguished)
  • Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Carr, 588 N.W.2d 127, 129-30 (Iowa 1999)(distinguished)
  • Iowa Supreme Ct. Bd. of Prof'l Ethics & Conduct v. Sylvester, 548 N.W.2d 144, 145, 147 (Iowa 1996)(distinguished)

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