Goldstein v. Feeley

299 S.W.3d 549 (Ky. 2009) · Supreme Court of Kentucky · August 27, 2009 · No. 2008-SC-000597-MR

Summary

The Supreme Court of Kentucky affirmed the denial of an executor's petition for writs of mandamus and prohibition in a post-dissolution marital-property proceeding. The court held that an alleged lack of personal jurisdiction over the executor constituted, at most, erroneous action within the trial court's jurisdiction, and that an adequate remedy existed through the injunction proceedings and interlocutory appeal. It further held that the circuit court retained in rem jurisdiction over the marital property after the former spouse's death.

Court
Supreme Court of Kentucky
Writing for the Court
Justice Venters
Jurisdiction
Kentucky
Decision date
August 27, 2009
Docket number
2008-SC-000597-MR
Procedural posture
The executor appealed the Kentucky Court of Appeals' denial of a petition for a writ of mandamus and prohibition and a motion for intermediate relief.
Standard of review
A writ of prohibition or mandamus is an extraordinary remedy committed to the court's discretion. The Supreme Court reviewed the Court of Appeals' denial of the writ for abuse of discretion.
Precedential value
published precedential opinion
Parties
William Goldstein, Executor of the Estate of Robert James Layer, Deceased v. Honorable Timothy J. Feeley, Judge, Oldham Circuit Court Family Court Division, Ruby JoAnn Young-Layer, Real Party in Interest
Disposition
affirmed

Topics

family lawequitable distributionsubject matter jurisdictionpersonal jurisdictionappellate procedure

Practice areas

family lawcivil procedureappellate procedureextraordinary writsprobate

Questions Presented

  1. Whether the trial court's alleged lack of personal jurisdiction over the executor placed the case within the no-jurisdiction category of writs for which an adequate alternative remedy need not be shown.
  2. Whether the executor had an adequate remedy by appeal, including review under CR 65.07, such that extraordinary relief was properly denied.
  3. Whether the death of a spouse after entry of a decree dissolving the marriage divested the circuit court of subject matter or in rem jurisdiction over unresolved marital property.
  4. Whether the Court of Appeals abused its discretion by denying the petition for a writ of mandamus and prohibition.

Holdings

  1. A lower court's alleged lack of personal jurisdiction over a particular party is not acting 'outside of its jurisdiction' within the Hoskins writ framework; it is acting erroneously, although within its jurisdiction. The 'outside of its jurisdiction' category refers to subject matter jurisdiction.
  2. The executor had adequate remedies through the scheduled injunction hearing and an interlocutory appeal under CR 65.07, so the Court of Appeals properly denied extraordinary relief.
  3. Robert's death after entry of the decree dissolving the marriage did not divest the circuit court of subject matter or in rem jurisdiction over the marital property. The court retained authority to determine and equitably divide that property.
  4. Issuance of a writ of prohibition or mandamus is always discretionary, even when a lower court is acting outside its jurisdiction.

Key quotations

A lower court lacking personal jurisdiction over a party is not acting or about to act "outside of its jurisdiction," as that phrase has been used in the context of writ cases. It is acting "erroneously although within its jurisdiction." (552)
We conclude, therefore, that regardless of the question of in personam jurisdiction over the executor of Robert's estate, the trial court retained in rem jurisdiction to determine the nature and extent of the marital property and the authority to equitably divide it, and apportion to JoAnn her share. (555)
In other words, a writ is never mandatory, even upon satisfaction of one of the tests laid out in Hoskins. (555)

Factual background

The Oldham Circuit Court dissolved Robert James Layer's and Ruby JoAnn Young-Layer's eight-year marriage in 2003 but reserved division of the marital property. Robert died in 2006 before the property issues were resolved, after which the trial court substituted his estate and later entered a restraining order preventing the executor from transferring estate assets absent court order or agreement. The executor contended that the court lacked personal jurisdiction over him because he had not been properly served and that the dissolution action had not been properly revived.

Procedural history

Ruby JoAnn Young-Layer filed a petition to dissolve her marriage to Robert James Layer in the Oldham Circuit Court, which entered a limited decree dissolving the marriage while reserving marital-property issues. Robert died before those issues were resolved, and the trial court substituted his estate and later entered a restraining order concerning estate assets. The executor moved to set aside the restraining order and dismiss the dissolution action for lack of personal jurisdiction and improper revival. The Court of Appeals denied extraordinary relief because an interlocutory appeal under CR 65.07 was available. The Supreme Court of Kentucky affirmed that denial and remanded the matter to the Oldham Circuit Court for further proceedings.

Remand instructions

The matter is remanded to the Oldham Circuit Court for further proceedings.

Court Document

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