In re Disciplinary Action against Schafer

898 N.W.2d 279 (Minn. 2017) · Supreme Court of Minnesota · July 6, 2017

Summary

The Minnesota Supreme Court approved a stipulated public reprimand and two years of probation for attorney Brent Schafer. The discipline arose from misconduct involving trust-account recordkeeping, safeguarding and handling of client funds, commingling, shortages, negligent misappropriation, and loans to clients.

Court
Supreme Court of Minnesota
Writing for the Court
David R. Stras
Jurisdiction
Minnesota
Decision date
July 6, 2017
Procedural posture
The Director of the Office of Lawyers Professional Responsibility petitioned for disciplinary action. The respondent and the Director submitted a stipulation admitting the alleged misconduct and jointly recommending a public reprimand followed by two years of probation.
Standard of review
Independent review of the disciplinary record and jointly recommended disposition.
Precedential value
published disciplinary order
Disposition
approved

Topics

trust administrationtrustee dutiestrusts

Practice areas

legal ethics and professional responsibilityattorney disciplinetrust-account administration

Questions Presented

  1. Whether the stipulated misconduct warranted the jointly recommended discipline of a public reprimand followed by two years of probation.
  2. What conditions should govern respondent's probation.

Holdings

  1. The court approved the jointly recommended disposition and publicly reprimanded Schafer for the admitted professional misconduct.
  2. Schafer was placed on probation for two years, required to pay $900 in costs, cooperate with monitoring and investigations, comply with the Minnesota Rules of Professional Conduct, and maintain specified law-office and trust-account books and records.

Factual background

Brent Schafer admitted that he neglected to maintain required trust-account books and records, failed to safeguard and promptly remit client funds, commingled client and personal funds, allowed trust-account shortages, negligently misappropriated client funds, and made loans to clients. The parties stipulated to the misconduct and jointly recommended a public reprimand and two years of probation.

Procedural history

The Director filed a disciplinary petition alleging multiple violations involving respondent's client-trust-account practices and loans to clients. Respondent waived his procedural rights, unconditionally admitted the allegations, and joined the Director in recommending discipline. The Minnesota Supreme Court independently reviewed the record and approved the recommended disposition.

Court Document

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