State ex rel. Counsel for Discipline of the Nebraska Supreme Court v. Dwaine L. Birch

309 Neb. 79 (2021) · Supreme Court of Nebraska · April 23, 2021 · No. No. S-20-891

Summary

The Nebraska Supreme Court imposed a 45-day suspension followed by two years of monitored probation on attorney Dwaine L. Birch. The discipline arose from his neglect of seven estate proceedings and violations of professional conduct rules and his attorney oath.

Court
Supreme Court of Nebraska
Writing for the Court
Per Curiam; Heavican, C.J.; Miller-Lerman, J.; Cassel, J.; Stacy, J.; Funke, J.; Papik, J.; Freudenberg, J.
Jurisdiction
Nebraska
Decision date
April 23, 2021
Docket number
No. S-20-891
Procedural posture
Original attorney-discipline action based on formal charges alleging neglect of seven estate proceedings. The respondent admitted the allegations and accepted the relator's recommended discipline.
Standard of review
Attorney-discipline proceedings are trials de novo on the record, and charges must be established by clear and convincing evidence.
Precedential value
Published Nebraska Supreme Court opinion; precedential attorney-discipline decision.
Parties
State of Nebraska ex rel. Counsel for Discipline of the Nebraska Supreme Court v. Dwaine L. Birch
Disposition
other

Topics

estate administrationprobate procedureprobateremedies

Practice areas

legal ethicsattorney disciplineprobate and estate administration

Questions Presented

  1. Whether the admitted facts established by clear and convincing evidence that Birch violated Nebraska's professional-conduct rules and his attorney's oath.
  2. What discipline was appropriate for Birch's neglect of seven estate proceedings.

Holdings

  1. The undisputed facts established by clear and convincing evidence that Birch violated Neb. Ct. R. of Prof. Cond. §§ 3-501.1, 3.501.3, and 3-508.4(a) and (d), as well as his oath of office as an attorney.
  2. A 45-day suspension from the practice of law followed by two years of monitored probation was appropriate for Birch's neglect of seven estate proceedings.

Key quotations

A proceeding to discipline an attorney is a trial de novo on the record. (81)
To sustain a charge in a disciplinary proceeding against an attorney, a charge must be established by clear and convincing evidence. (81)

Factual background

Birch, a solo practitioner admitted to practice in Nebraska, represented clients in seven estate proceedings—six in Garfield County and one in Loup County. Although he opened the estates, he failed to advance them despite repeated notices from the courts and clerk magistrate and continued the neglect after the Counsel for Discipline advised him that formal grievances had been initiated. Birch admitted the allegations and acknowledged that he had not served his clients in a timely and professional manner.

Procedural history

The Counsel for Discipline filed seven formal charges on December 16, 2020. Birch answered on February 12, 2021, admitting the allegations, and the relator recommended a 45-day suspension followed by two years of monitored probation. Because no issue of fact or law was raised, the Nebraska Supreme Court proceeded under Neb. Ct. R. § 3-310(I) and imposed the recommended discipline.

Court Document

Open PDF
Loading document…