Certain Underwriters at Lloyd's, London v. NL Indus., Inc.

Certain Underwriters at Lloyd's, London, 2025 NY Slip Op 00824 (Appellate Division First Department 2025) · Appellate Division, First Department · February 13, 2025 · No. 2024-04137

Summary

This Appellate Division, First Department decision addresses an insurer's appeal from a trial court order denying a motion to compel the production of internal documents and communications from defendant NL Industries, Inc. The court affirmed the lower court's ruling, holding that the defendant did not waive its attorney-client or work product privileges by placing the subject matter of those communications at issue in the litigation. The court further determined that the general counsel's affidavits contained primarily factual statements and references to public records, which do not trigger privilege waiver. Consequently, the insurers were not entitled to invade the claimed privileges.

Court
Appellate Division, First Department
Writing for the Court
Webber, J.P.; Kennedy; Friedman; Mendez; Rodriguez
Jurisdiction
New York
Decision date
February 13, 2025
Docket number
2024-04137
Procedural posture
Appeal from Supreme Court, New York County order denying insurers' motions to disaffirm and to compel production of documents; affirmed.
Precedential value
published
Parties
Certain Underwriters at Lloyd's, London, et al., OneBeacon America Insurance Company, ACE American Insurance Company, et al., AIG Property Casualty Company, et al., Certain London Market Insurance Companies v. NL Industries, Inc.
Disposition
affirmed

Topics

discovery disputecivil procedureinsurancesummary judgment

Practice areas

civil procedureinsurance

Questions Presented

  1. Whether NL Industries' attorney‑client and work‑product privileges were waived such that the insurers could obtain the communications.
  2. Whether statements in the general counsel's affidavits are privileged.

Holdings

  1. No waiver of the attorney‑client or work‑product privilege occurred; the insurers are not entitled to the privileged communications.

Key quotations

Supreme Court properly found that no "at issue" waiver of privilege occurred, as NL Industries did not affirmatively place the subject matter of its own privileged communications at issue in the litigation.

Factual background

Insurers moved to disaffirm part of a special discovery master's order and to compel NL Industries, Inc. to produce internal documents and communications related to affidavits of its general counsel. The Supreme Court found no waiver of attorney‑client or work‑product privilege because NL Industries did not place the subject matter of its privileged communications at issue.

Procedural history

The Supreme Court, New York County denied the insurers' motions to disaffirm a portion of a discovery master's order and to compel NL Industries to produce privileged documents. The Appellate Division, First Department affirmed that order.

Court Document

Open PDF
Loading document…