People v. Alexander

97 N.Y.2d 482, 769 N.E.2d 802, 743 N.Y.S.2d 45 (2002) · New York Court of Appeals · March 21, 2002

Summary

The New York Court of Appeals held that the trial court did not abuse its discretion in denying Bart Alexander's motion to withdraw an Alford guilty plea to first-degree criminal contempt. The majority concluded that the record supported the voluntariness and competency of the plea and that the victim's reluctance to pursue the charges did not justify withdrawal. Judge Smith dissented, asserting that the court should have assessed the defendant's competency at the time of the plea and required some factual basis for the Alford plea.

Holdings

  1. A trial court has discretion under CPL 220.60(3) to permit withdrawal of a guilty plea before sentencing, and withdrawal is not warranted merely because the defendant asks to withdraw the plea or later asserts unsupported claims of innocence, illness, confusion, or incompetency. On this record, Supreme Court did not abuse its discretion in denying the motion.
  2. A defendant's protestations of innocence do not by themselves provide a basis to withdraw an Alford plea because an Alford plea permits a defendant to plead guilty without admitting culpability while maintaining innocence.
  3. A victim's reluctance to proceed with a charge is not a sufficient basis to justify withdrawal of a guilty plea.

Questions Presented

  1. Whether Supreme Court abused its discretion by denying Alexander's motion to withdraw his guilty plea before sentencing based on alleged incompetency, confusion, and claims of innocence.
  2. Whether the victim's reluctance to proceed with the charges constituted a sufficient change in circumstances to justify withdrawal of the guilty plea.
  3. Whether Alexander's Alford plea could be attacked because he maintained his innocence.

Disposition

affirmed

Cases Cited (20)

  • North Carolina v. Alford, 400 U.S. 25 (1970)(followed)
  • People v. Taylor, 65 N.Y.2d 1, 5 (1985)(followed)
  • People v. Frederick, 45 N.Y.2d 520, 525 (1978)(followed)
  • People v. Dixon, 29 N.Y.2d 55, 56-57 (1971)(followed)
  • People v. Feliciano, 53 N.Y.2d 645 (1981)(followed)
  • People v. Englese, 7 N.Y.2d 83 (1959)(followed)
  • People v. Nettles, 30 N.Y.2d 841, 842 (1972)(followed)
  • People v. Green, 75 N.Y.2d 902 (1990)(followed)
  • Matter of Silmon v. Travis, 95 N.Y.2d 470, 475 (2000)(followed)
  • United States v. Riascos-Suarez, 73 F.3d 616, 622 (6th Cir. 1996)(not followed)

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