Disciplinary Counsel v. Oberholtzer

136 Ohio St. 3d 314, 2013-Ohio-3706 (2013) · Supreme Court of Ohio · September 4, 2013 · No. 2012-2073

Summary

The Supreme Court of Ohio imposed a 12-month suspension on Mattheuw William Oberholtzer for neglecting two family-law matters, violating a trust-account rule, and failing to cooperate with disciplinary investigations. The court stayed the entire suspension subject to monitored probation, completion of a three-hour law-office-management continuing-legal-education course, and no further misconduct.

Court
Supreme Court of Ohio
Writing for the Court
Per Curiam; Chief Justice O'Connor; Justice Pfeifer; Justice O'Donnell; Justice Lanzinger; Justice Kennedy; Justice French; Justice O'Neill
Jurisdiction
Ohio
Decision date
September 4, 2013
Docket number
2012-2073
Procedural posture
Attorney-discipline proceeding on a certified report of the Board of Commissioners on Grievances and Discipline of the Supreme Court of Ohio.
Standard of review
The Supreme Court of Ohio reviewed the certified disciplinary record and determined whether the stipulated misconduct was established by clear and convincing evidence and what sanction was appropriate.
Precedential value
Published Ohio Supreme Court opinion; precedential.
Parties
Disciplinary Counsel v. Mattheuw William Oberholtzer
Disposition
other

Topics

family law procedurechild custodychild supportguardianshipsfamily law

Practice areas

legal ethicsattorney disciplineprofessional responsibilityfamily law

Questions Presented

  1. Whether Oberholtzer committed the stipulated violations of the Ohio Rules of Professional Conduct and Gov.Bar R. V(4)(G) in connection with his representation of the Wards and Nantwi and his failure to cooperate with the disciplinary investigation.
  2. Whether the record established a violation of Prof.Cond.R. 1.15(c) for failing to deposit the Wards' advance fee into a client trust account.
  3. What sanction was appropriate in light of the misconduct and the aggravating and mitigating factors.

Holdings

  1. Oberholtzer violated Prof.Cond.R. 1.3, 1.4(a)(3), 1.15(c), 8.4(d), and 8.4(h) in representing the Wards, and violated Prof.Cond.R. 8.1(b), 8.4(d), and 8.4(h) and Gov.Bar R. V(4)(G) by failing to cooperate with the disciplinary investigation.
  2. Oberholtzer violated Prof.Cond.R. 1.3, 1.4(a)(4), 8.4(d), and 8.4(h) in representing Nantwi, and violated Prof.Cond.R. 8.1(b), 8.4(d), and 8.4(h) and Gov.Bar R. V(4)(G) by failing to cooperate with the disciplinary investigation.
  3. A 12-month suspension from the practice of law, stayed in its entirety on specified conditions, was the appropriate sanction.

Key quotations

Accordingly, we suspend Mattheuw William Oberholtzer from the practice of law for 12 months, and we stay the suspension on the conditions that he serve a 12-month period of monitored probation, in accordance with Gov.Bar R. V(9), that he complete a three-hour continuing- legal-education course on law- office management within 90 days, and that he commit no further misconduct. (¶ 36)

Factual background

Oberholtzer represented David and Brenda Ward in a custody and guardianship-related matter but failed for an extended period to file documents they had signed and returned, and he did not deposit their $2,500 advance fee into his client trust account. He represented Carmen Nantwi in a child-support dispute but failed to attend a scheduled evidentiary hearing and did not respond adequately to her communications. Oberholtzer also failed to respond to multiple inquiries from Disciplinary Counsel concerning both matters, although he later cooperated, expressed remorse, refunded Nantwi's fee, and cited serious personal and medical problems.

Procedural history

Disciplinary Counsel filed a complaint charging Oberholtzer with misconduct arising from neglect of two family-law matters and failure to cooperate with the disciplinary investigation. After a hearing, a panel accepted all but the trust-account stipulation and recommended dismissal of that violation; the board adopted the panel's findings and recommended a 12-month suspension stayed on conditions. The Supreme Court of Ohio independently reviewed the record, adopted the stipulated findings and conclusions, found the trust-account violation established, and imposed a stayed 12-month suspension with additional conditions.

Court Document

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