Farmer v. Baldwin, 346 Or. 67

205 P.3d 871 (2009) · Supreme Court of Oregon · March 26, 2009 · No. SC S055187; USCA 06-35635; USDC CV 02-1565-ALA

Summary

The Supreme Court of Oregon answered a certified question from the Ninth Circuit concerning whether a petitioner adequately presented claims for discretionary review when a Balfour brief attachment served as Section B and was incorporated by reference into a petition for review. The court held that this method could satisfy the relaxed requirements of Oregon Rule of Appellate Procedure 5.90 and permit consideration of the claims, although it criticized the presentation as ineffective appellate advocacy. The court declined to reframe the certified question to address whether Oregon Supreme Court review was an available remedy for federal habeas exhaustion purposes.

Court
Supreme Court of Oregon
Writing for the Court
Durham, J.
Jurisdiction
Oregon
Decision date
March 26, 2009
Docket number
SC S055187; USCA 06-35635; USDC CV 02-1565-ALA
Procedural posture
The Oregon Supreme Court answered a certified question of Oregon law from the United States Court of Appeals for the Ninth Circuit concerning whether a post-conviction petitioner fairly presented federal claims to the Oregon Supreme Court through a Balfour brief and incorporation by reference.
Standard of review
The court reviewed the certified question as a matter of Oregon appellate procedure and exercised its discretion to answer the question presented; whether state remedies were exhausted under 28 U.S.C. § 2254 was identified as a question of federal law for the federal courts.
Precedential value
Published, precedential Oregon Supreme Court opinion; en banc
Parties
George Edward Farmer v. George H. Baldwin, Superintendent, Eastern Oregon Correctional Institution
Disposition
other

Topics

federal habeas corpusstate post-conviction reliefappellate procedurepreservation of errorpleadings

Practice areas

appellate procedurefederal habeas corpusstate post-conviction reliefconstitutional law

Questions Presented

  1. Whether, under Oregon appellate rules and practice, a petitioner may present a legal question through an attachment to a Balfour brief filed in the Court of Appeals when the attachment serves as Section B and the petitioner incorporates the brief by reference into a petition for review.
  2. Whether the Oregon Supreme Court should reframe the certified question and declare that discretionary review in that court is unavailable for federal habeas exhaustion purposes for post-conviction petitioners or other specified classes of litigants.

Holdings

  1. Under ORAP 5.90, a petitioner may present a question of law by attaching it to a Balfour brief filed in the Court of Appeals, when the attachment serves as Section B and the petitioner incorporates that brief by reference into the petition for review.
  2. The Oregon Supreme Court declined to reframe the certified question or declare that discretionary review is unavailable under federal law for post-conviction petitioners, Balfour litigants, fact-based claimants, or other classes of litigants.

Key quotations

Under ORAP 5.90, a petitioner may present a question of law to this court by means of an attachment to a Balfour brief filed in the Court of Appeals, when the attachment serves as section B of said brief, and the petitioner incorporates that same brief by reference into his petition for review. (at 878-79)
We do not think that, as a state court, we have the power to dictate what a PCR petitioner must do to satisfy the exhaustion requirement, because that requirement is a matter of federal law, to be decided by the federal courts. (at 886)

Factual background

A jury convicted George Edward Farmer of murder, and the trial court imposed a sentence of 25 years to life imprisonment. In post-conviction proceedings, Farmer raised nearly 100 claims under state and federal constitutions. His appointed appellate counsel filed a Balfour brief, and Farmer attached his post-conviction petition as the purported Section B; in his petition for review to the Oregon Supreme Court, he referred to the Balfour brief but did not attach it. The Oregon Supreme Court denied review, after which the federal district court dismissed Farmer's habeas petition for failure to exhaust state remedies.

Procedural history

Farmer was convicted of murder and sentenced to 25 years to life. After an unsuccessful direct appeal, he sought post-conviction relief, which the PCR court denied; the Oregon Court of Appeals affirmed without opinion, and the Oregon Supreme Court denied review. The federal district court dismissed his habeas petition for failure to exhaust state remedies. On appeal, the Ninth Circuit certified to the Oregon Supreme Court the question whether Farmer's use of an attachment to a Balfour brief, incorporated by reference into his petition for review, sufficiently presented his federal claims.

Remand instructions

The certified question was answered; the opinion anticipated that the case would return to the Ninth Circuit for that court to determine the federal exhaustion issue.

Court Document

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