Drollinger v. Mallon, 350 Or. 652

260 P.3d 482 (2011) · Supreme Court of Oregon · September 1, 2011 · No. SC S058839

Summary

The Oregon Supreme Court held that prior exoneration is not a prerequisite to a legal malpractice action against post-conviction counsel. The court distinguished its earlier decision requiring exoneration for malpractice claims against criminal trial counsel and concluded that the plaintiff could pursue claims concerning alleged negligence in the civil post-conviction proceedings. The court reversed the dismissal and remanded for further proceedings, while explaining the causation allegations required for different categories of damages.

Court
Supreme Court of Oregon
Writing for the Court
De Muniz, C.J.
Jurisdiction
Oregon
Decision date
September 1, 2011
Docket number
SC S058839
Procedural posture
Plaintiff sought review of the dismissal of his legal-malpractice and breach-of-contract action against attorneys who represented him in post-conviction proceedings. The circuit court dismissed under ORCP 21 A(8) for failure to state a claim, concluding that plaintiff's lack of prior exoneration barred the malpractice action under Stevens v. Bispham. The Oregon Court of Appeals affirmed without opinion.
Standard of review
The court reviewed the ORCP 21 A(8) dismissal for failure to state a claim, accepting the complaint's well-pleaded factual allegations as true and determining whether those allegations stated a legally sufficient claim.
Precedential value
Published Oregon Supreme Court en banc opinion; binding precedent in Oregon.
Parties
Keith L. Drollinger v. Gordon Mallon, John Lamborn, Robert Raschio, Mallon Lamborn and Raschio, PC
Disposition
reversed_and_remanded

Topics

professional negligencepost-conviction reliefmotions to dismisspleadingscivil procedure

Practice areas

legal malpracticeprofessional negligencepost-conviction litigationcivil procedure

Questions Presented

  1. Whether a convicted person must obtain prior exoneration before bringing a legal-malpractice action against attorneys who represented the person in civil post-conviction proceedings.
  2. Whether a legal-malpractice plaintiff may proceed on damages that do not depend on obtaining relief from the underlying conviction, such as litigation-related costs caused by counsel's negligence.
  3. Whether a claim that post-conviction counsel's negligence caused the plaintiff to lose a chance of obtaining relief from a conviction is legally sufficient under Oregon's traditional case-within-a-case causation requirement.

Holdings

  1. Prior exoneration by appeal, post-conviction proceedings, or otherwise is not a prerequisite for asserting a legal-malpractice claim against counsel whose alleged malpractice occurred in civil post-conviction proceedings.
  2. To recover damages associated with continued incarceration, a plaintiff must plead and prove that, absent post-conviction counsel's negligence, the plaintiff would have obtained relief in the post-conviction proceeding, avoided reconviction in any subsequent proceeding, and been released from prison.
  3. A malpractice plaintiff need not plead and prove that the underlying conviction would have been overturned to recover damages that do not depend on success in obtaining relief from the conviction, such as litigation-related costs caused by counsel's negligence.
  4. Oregon does not recognize a legal-malpractice claim based solely on an allegation that counsel's negligence caused the plaintiff to lose a chance of obtaining relief from a conviction; the plaintiff must satisfy the traditional case-within-a-case causation methodology.

Key quotations

We hold that prior exoneration, by means of appeal, post-conviction proceedings, or otherwise, is not a prerequisite for asserting a malpractice claim against post-conviction counsel. (at 490)
We hold that any allegation in plaintiff's complaint that defendants' negligence caused plaintiff to lose his chance for relief from his convictions would be legally insufficient. (at 491)

Factual background

Drollinger pleaded guilty to felony sex offenses in two Oregon counties and later sought post-conviction relief. He retained Mallon, Lamborn, and their law firm to represent him, allegedly agreeing that they would investigate witnesses, obtain expert assistance, pursue withdrawal of his guilty pleas, and take other steps in the post-conviction cases. The attorneys allegedly did little work, failed to respond to Drollinger's communications, and withdrew approximately three weeks before trial. Faced with proceeding unprepared and without counsel, Drollinger dismissed his post-conviction petitions with prejudice and then sued the attorneys.

Procedural history

Drollinger retained the defendant lawyers to represent him in post-conviction proceedings, but they withdrew shortly before trial. He dismissed his post-conviction petitions with prejudice and then filed this action alleging legal malpractice and breach of contract. The circuit court dismissed the complaint based on the exoneration rule from Stevens v. Bispham, and the Court of Appeals affirmed without opinion. The Oregon Supreme Court reversed and remanded for further proceedings.

Remand instructions

The circuit court must conduct further proceedings and may consider, on defendants' motion, whether the allegations in the existing complaint or any accepted amended complaint sufficiently plead causation and damages under the principles stated by the Supreme Court.

Court Document

Open PDF
Loading document…