Summary
The United States District Court for the Western District of New York partially granted and partially denied defendants’ Rule 12(b)(6) motion in a prisoner civil rights action arising from an alleged use of excessive force. The court dismissed the state-law assault, battery, and infliction of emotional distress claims as barred by an untimely notice of claim, but allowed the federal excessive-force and failure-to-intervene claims to proceed and rejected dismissal based on non-exhaustion and qualified immunity.
Holdings
- Smith's state-law assault, battery, and infliction-of-emotional-distress claims were dismissed because he did not plead compliance with New York's notice-of-claim requirements and the submitted notice of claim was filed after the ninety-day deadline.
- The court denied dismissal based on failure to exhaust because nonexhaustion was not clear from the face of the amended complaint.
- Smith plausibly stated excessive-force claims against the officers alleged to have pepper-sprayed, restrained, punched, and otherwise used force against him while he was on the ground and not resisting.
- Smith could pursue failure-to-intervene claims in the alternative against defendants who were also accused of using excessive force.
- The court denied qualified immunity because the defense could not be established solely from the face of the complaint.
Questions Presented
- Whether Smith's New York-law assault, battery, and infliction-of-emotional-distress claims were barred by his failure to comply with New York's notice-of-claim requirements.
- Whether failure to exhaust administrative remedies was clear from the face of the amended complaint and warranted dismissal under the Prison Litigation Reform Act.
- Whether Smith plausibly alleged Fourteenth Amendment excessive-force claims against the officers.
- Whether Smith could plead failure-to-intervene claims in the alternative against officers also alleged to have used excessive force.
- Whether qualified immunity could be resolved on the face of the complaint at the Rule 12(b)(6) stage.
Disposition
other
Cases Cited (36)
- Ashcroft v. Iqbal, 556 U.S. 662, 678-679 (2009)(followed)
- Faber v. Metropolitan Life Insurance Co., 648 F.3d 98, 104 (2d Cir. 2011)(followed)
- In re NYSE Specialists Securities Litigation, 503 F.3d 89, 95 (2d Cir. 2007)(followed)
- United States v. Bonanno Organized Crime Family of La Cosa Nostra, 879 F.2d 20, 27 (2d Cir. 1989)(followed)
- Rothman v. Gregor, 220 F.3d 81, 88 (2d Cir. 2000)(followed)
- D'Andrea v. Monroe County, 602 F. Supp. 3d 428, 430 (W.D.N.Y. 2022)(followed)
- McCall v. Pataki, 232 F.3d 321, 323 (2d Cir. 2000)(followed)
- Hardy v. New York City Health & Hospitals Corp., 164 F.3d 789, 793 (2d Cir. 1999)(followed)
- Promisel v. First American Artificial Flowers, Inc., 943 F.2d 251, 257 (2d Cir. 1991)(followed)
- Ransom v. Banks, 2022 WL 769344, at *7 (S.D.N.Y. Mar. 14, 2022)(followed)
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