State v. McNeil

2016 UT 3 (2016) · Supreme Court of Utah · January 6, 2016 · No. 20130664

Summary

The Utah Supreme Court reviewed Roland McNeil’s conviction for aggravated assault as an accomplice. The court held that defense counsel did not invite the alleged error in admitting preliminary-hearing testimony concerning telephone records, but concluded that any error was not prejudicial because the records likely could have been admitted through other evidence. The court therefore upheld the conviction.

Court
Supreme Court of Utah
Writing for the Court
Justice Durham; Chief Justice Durrant; Associate Chief Justice Lee; Justice Himonas
Jurisdiction
Utah
Decision date
January 6, 2016
Docket number
20130664
Procedural posture
Roland McNeil sought certiorari review of the Utah Court of Appeals' affirmance of his aggravated-assault conviction. He challenged the admission of a deceased detective's preliminary-hearing testimony concerning telephone records and asserted plain error and ineffective assistance of counsel.
Standard of review
The court reviewed the court of appeals' application of invited-error, plain-error, and ineffective-assistance doctrines for correctness, applying those doctrines as if it were the first appellate court to consider them.
Precedential value
Published, precedential Utah Supreme Court opinion
Parties
Roland McNeil v. State of Utah
Disposition
affirmed

Topics

criminal procedureineffective assistancehearsaypreservation of errorappellate procedure

Practice areas

criminal procedureappellate procedureevidenceconstitutional criminal procedure

Questions Presented

  1. Whether defense counsel's withdrawal of a hearsay objection after the trial court stated that the testimony was not hearsay constituted invited error barring appellate review.
  2. Whether the admission of the detective's testimony concerning the telephone records was prejudicial under plain-error or ineffective-assistance review.

Holdings

  1. Defense counsel did not invite the alleged error because counsel's withdrawal of the hearsay argument resulted from the trial court's interpretation and insistence that the testimony was not hearsay, rather than from a clear affirmative representation independently made by counsel inviting an erroneous ruling.
  2. McNeil failed to establish prejudice because the court remained confident that the telephone records would have been admitted through another proper method and would have conveyed substantially the same information as the detective's testimony.

Key quotations

The State’s argument is unpersuasive because an error of this sort by the trial court is not invited but merely unpreserved, and thus remains subject to plain error review. (¶ 21)
We reject the State’s arguments and hold that Mr. McNeil did not invite the alleged error in this case because his counsel withdrew the hearsay argument due to actions of the trial court, and because counsel’s failure to object to a trial court’s actions is not invited error in this context. (¶ 23)
We hold that defense counsel’s withdrawal of the hearsay argument at trial was not invited error. But we also hold that the error Mr. McNeil alleges on appeal was not prejudicial. We therefore affirm. (¶ 46)

Factual background

Quentin McNeil assaulted his father's former co-worker after learning about the conflict between them and gathering information about the victim. Police obtained telephone records showing six calls between Quentin and Roland McNeil on the morning of the assault, including a call overlapping the time Quentin entered the victim's apartment complex and another shortly after the attack. At the preliminary hearing, a detective testified from notes based on the telephone records; after the detective died, the State introduced that testimony at trial, and McNeil was convicted largely on the telephone-call evidence.

Procedural history

McNeil was convicted in Utah district court of aggravated assault as an accomplice based largely on evidence concerning telephone calls between him and his son. The Utah Court of Appeals affirmed, holding that defense counsel invited any hearsay error and, alternatively, that any ineffective assistance was not prejudicial. The Utah Supreme Court granted certiorari, rejected the invited-error characterization, but affirmed because McNeil failed to establish prejudice.

Court Document

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