Alswanger v. Smego

257 Conn. 58 (2001) · Supreme Court of Connecticut · July 24, 2001

Summary

The Connecticut Supreme Court held that amended allegations concerning the patient's lack of informed consent to a medical resident's participation in surgery arose from a different set of facts than the original complaint. Because the amended allegations did not relate back to the original complaint, they were barred by the applicable statute of limitations. The court affirmed the trial court's judgment.

Court
Supreme Court of Connecticut
Writing for the Court
Norcott, J.; Sullivan, C.J.; Borden, J.; Zarella, J.
Jurisdiction
Connecticut
Decision date
July 24, 2001
Procedural posture
The plaintiffs appealed from summary judgment entered for the defendants on the ground that allegations added by an amended complaint were barred by the statute of limitations because they did not relate back to the original complaint. The appeal was transferred from the Appellate Court to the Supreme Court of Connecticut.
Standard of review
The court reviewed the trial court's summary judgment ruling concerning whether the amended allegations related back to the original complaint and were timely under General Statutes § 52-584.
Precedential value
published precedential opinion
Parties
Herman Alswanger, Myma Alswanger v. Douglas R. Smego, Stamford Hospital
Disposition
affirmed

Topics

statute of limitationspleadingsmedical malpracticenegligenceappellate procedure

Practice areas

civil proceduremedical malpracticenegligencehealth lawappellate procedure

Questions Presented

  1. Whether the amended allegations concerning lack of informed consent to a resident's participation in the surgery arose from the same set of facts as the original complaint and therefore related back for statute-of-limitations purposes.
  2. Whether the amended complaint was barred by General Statutes § 52-584 because it presented a new and different factual situation after the limitations period had expired.

Holdings

  1. The amended allegations that the defendants failed to obtain informed consent to Jay Dewell's participation as a cooperating surgeon arose from a different set of facts than the allegations in the original complaint and therefore did not relate back.
  2. Because the amended allegations did not relate back to the original complaint and were filed after the applicable limitations period had expired, the amended claim was time-barred under General Statutes § 52-584.

Key quotations

Our relation back doctrine provides that an amendment relates back when the original complaint has given the party fair notice that a claim is being asserted stemming from a particular transaction or occurrence, thereby serving the objectives of our statute of limitations, namely, to protect parties from having to defend against stale claims (257 Conn. at 65)
The fact that the same defendant is accused of negligence in each complaint and the same injury resulted . . . does not make any and all bases of liability relate back to an original claim of negligence. (257 Conn. at 66)

Factual background

Smego treated Alswanger for recurring superficial phlebitis and performed a vein-ligation and stripping procedure with first-year resident Jay Dewell on March 19, 1990. The original complaint alleged negligent suturing and failure to disclose material risks, alternatives, and consequences of the surgical procedure. After the limitations period had expired, the amended complaint added allegations that Smego failed to disclose Dewell's participation, experience, and role as a cooperating surgeon and failed to obtain Alswanger's consent to that participation.

Procedural history

The plaintiffs filed their original complaint in 1992 alleging negligent surgery and failure to disclose material risks of the procedure. In 1998, they amended the complaint to allege that the defendants negligently failed to obtain consent to a surgical resident's participation as a cooperating surgeon. The trial court granted partial summary judgment for the defendants on the relation-back and limitations issue; after the remaining claims proceeded, the court directed a verdict for Stamford Hospital and the jury returned a verdict for Smego. The Supreme Court affirmed the judgment.

Court Document

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