In the Matter of Disciplinary Proceedings Against Michael A. Gral

779 N.W.2d 168 (Wis. 2010) · Supreme Court of Wisconsin · March 9, 2010 · No. 2006AP1021-D

Summary

The Wisconsin Supreme Court granted Michael A. Gral's petition for reinstatement to practice law after a three-year suspension arising from his federal mail fraud conviction. Reinstatement was made subject to conditions restricting and monitoring business transactions with clients, and Gral was ordered to pay the costs of the proceeding.

Court
Supreme Court of Wisconsin
Writing for the Court
Per Curiam
Jurisdiction
Wisconsin
Decision date
March 9, 2010
Docket number
2006AP1021-D
Procedural posture
Attorney Michael A. Gral petitioned for reinstatement of his Wisconsin law license after serving a three-year disciplinary suspension. No party appealed the referee's report and recommendation, so the Wisconsin Supreme Court reviewed the matter under SCR 22.33(3).
Standard of review
The court independently reviewed the referee's report under SCR 22.33(3); factual findings were affirmed unless clearly erroneous, and conclusions of law were reviewed de novo.
Precedential value
Published Wisconsin Supreme Court opinion; precedential within Wisconsin to the extent applicable.
Disposition
other

Topics

appellate procedurereal estateadministrative law

Practice areas

legal ethics and professional responsibilityattorney disciplinelaw-license reinstatementreal-estate transactions

Questions Presented

  1. Whether Gral satisfied the Wisconsin Supreme Court's requirements for reinstatement of a law license after disciplinary suspension.
  2. What conditions should govern Gral's reinstatement in light of his prior misconduct involving real estate transactions and clients.
  3. Whether the referee's factual findings were clearly erroneous and whether the referee's legal conclusions should be adopted.

Holdings

  1. Gral satisfied the requirements for reinstatement of his Wisconsin law license, and the referee's factual findings were not clearly erroneous.
  2. Reinstatement should be granted subject to conditions restricting Gral's representation of clients with whom he has personal real-estate investment dealings and requiring notice and annual reporting for certain client business transactions.

Key quotations

While SCR 20:1.8 does permit attorneys to engage in business transactions with clients, the rule sets forth stringent requirements for such transactions, including giving full disclosure to the client and obtaining informed consent from the client. (779 N.W.2d at 173)
Accordingly, we impose conditions that represent a sort of middle ground between those proposed by the referee and those proposed by Attorney Gral. (779 N.W.2d at 174)

Factual background

Gral, a Wisconsin attorney admitted in 1985, was convicted in federal court of one count of mail fraud arising from real estate transactions involving a law-firm client and the client's executive. He failed to confirm that client funds were being used with the clients' knowledge and approval, and his conduct contributed to a substantial restitution obligation and a three-year suspension of his law license. After serving his sentence and making substantial restitution, he sought reinstatement while intending to continue investing in real estate and practicing law.

Procedural history

Gral's license was summarily suspended in 2006 after his federal mail-fraud conviction, and the court imposed a three-year suspension retroactive to February 27, 2006. Gral filed a reinstatement petition in March 2009. After an evidentiary hearing, the referee recommended reinstatement subject to conditions; the Office of Lawyer Regulation and other interested parties opposed reinstatement or raised concerns, while the Board of Bar Examiners recommended reinstatement. The Supreme Court adopted the referee's factual findings and conclusions of law, modified the proposed conditions, granted reinstatement, and assessed proceeding costs against Gral.

Court Document

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